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全国股转公司综合事务部（总经理办公室）关于举办第十一期“全国股转系统大讲堂”——新《证券法》下的投资者关系管理线上分享会的通知

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<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><?xml:namespace prefix = o ns = "urn:schemas-microsoft-com:office:office" /><o:p> </o:p></SPAN></DIV>
<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>各挂牌公司：</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>为进一步加强挂牌公司与投资者及潜在投资者之间的有效沟通，帮助挂牌公司提升公司治理水平，全国股转公司拟于6月23日举办第十一期“全国股转系统大讲堂”--新《证券法》下的投资者关系管理线上分享会，邀请行业专家进行解读。具体安排如下：</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>一、培训主题</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>本次培训的主题为新《证券法》下的投资者关系管理。着重以案例方式介绍投资者关系管理中的信息披露违法违规风险、虚假陈述诉讼风险、信息型操纵风险等。</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>二、参会人员</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>全国股转系统挂牌公司、在审企业及感兴趣的其他市场主体。每家挂牌公司、在审企业限报1-2位人员，其他市场主体每家限报1人。</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>三、会议安排</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
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<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">时间</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD>
<TD style="BORDER-BOTTOM: windowtext 1pt solid; BORDER-LEFT: medium none; PADDING-BOTTOM: 0pt; PADDING-LEFT: 5.25pt; WIDTH: 1000px; PADDING-RIGHT: 5.25pt; BACKGROUND: rgb(255,255,255); BORDER-TOP: windowtext 1pt solid; BORDER-RIGHT: windowtext 1pt solid; PADDING-TOP: 0pt; mso-border-left-alt: none; mso-border-top-alt: 0.5000pt solid windowtext; mso-border-right-alt: 0.5000pt solid windowtext; mso-border-bottom-alt: 0.5000pt solid windowtext" vAlign=center width=335>
<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">内容</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD></TR>
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<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">14：15-14：30</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD>
<TD style="BORDER-BOTTOM: windowtext 1pt solid; BORDER-LEFT: medium none; PADDING-BOTTOM: 0pt; PADDING-LEFT: 5.25pt; WIDTH: 1000px; PADDING-RIGHT: 5.25pt; BACKGROUND: rgb(255,255,255); BORDER-TOP: medium none; BORDER-RIGHT: windowtext 1pt solid; PADDING-TOP: 0pt; mso-border-left-alt: none; mso-border-top-alt: 0.5000pt solid windowtext; mso-border-right-alt: 0.5000pt solid windowtext; mso-border-bottom-alt: 0.5000pt solid windowtext" vAlign=center width=335>
<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">参会人员进入会议系统</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD></TR>
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<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">14：30-14：35</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD>
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<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">主持人开场并介绍授课专家</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD></TR>
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<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">14：35-16：30</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD>
<TD style="BORDER-BOTTOM: windowtext 1pt solid; BORDER-LEFT: medium none; PADDING-BOTTOM: 0pt; PADDING-LEFT: 5.25pt; WIDTH: 1000px; PADDING-RIGHT: 5.25pt; BACKGROUND: rgb(255,255,255); BORDER-TOP: medium none; BORDER-RIGHT: windowtext 1pt solid; PADDING-TOP: 0pt; mso-border-left-alt: none; mso-border-top-alt: 0.5000pt solid windowtext; mso-border-right-alt: 0.5000pt solid windowtext; mso-border-bottom-alt: 0.5000pt solid windowtext" vAlign=center width=335>
<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">新《证券法》下的投资者关系管理</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD></TR>
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<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">16：30-17：00</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD>
<TD style="BORDER-BOTTOM: windowtext 1pt solid; BORDER-LEFT: medium none; PADDING-BOTTOM: 0pt; PADDING-LEFT: 5.25pt; WIDTH: 1000px; PADDING-RIGHT: 5.25pt; BACKGROUND: rgb(255,255,255); BORDER-TOP: medium none; BORDER-RIGHT: windowtext 1pt solid; PADDING-TOP: 0pt; mso-border-left-alt: none; mso-border-top-alt: 0.5000pt solid windowtext; mso-border-right-alt: 0.5000pt solid windowtext; mso-border-bottom-alt: 0.5000pt solid windowtext" vAlign=center width=335>
<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">答疑交流</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV></TD></TR></TBODY></TABLE></DIV>
<DIV class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p> </o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>四、培训形式</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>本次培训采用“腾讯会议”线上直播讲解、授课PPT课件同步的模式。参会人员可通过访问直播链接加入直播间参加培训。</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>五、报名方式及截止时间</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>（一）挂牌公司及申请挂牌公司报名方式</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>请挂牌公司及申请挂牌公司登录“培训考试平台”（edu.neeq.com.cn），在“培训报名”栏目下点击相应场次“新《证券法》下的投资者关系管理（挂牌公司及申请挂牌公司入口）”的链接进行报名，先到先得，额满为止。</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>挂牌公司“信息服务账户”为“NQ＋证券代码”（例：NQ830000），申请挂牌公司“信息服务账户”为“NQ＋受理编码”（例：NQGP2019000001）。如忘记登录密码，可在登录页面使用“找回密码”功能找回。如未收到、忘记“信息服务账户”或预留邮箱，可发送情况说明至peixun@neeq.com.cn，内容应包括公司名称、证券代码或受理编码、联系人姓名及联系方式等。</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>（二）其他市场主体报名方式</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>请有意参加本类培训的其他市场主体登录“培训考试平台”（edu.neeq.com.cn），在“培训报名”栏目下点击“新《证券法》下的投资者关系管理（其他市场主体入口）”进行报名，先到先得，额满为止。</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>（三）报名截止时间</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>报名截止时间6月22日12：00。</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><FONT face=宋体>六、温馨提示</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">1.直播链接将于会议前一天通过手机短信和邮件发送给报名人员，报名时请务必填写有效联系方式及邮箱；</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">2.部分手机会拦截通知短信，请通过邮箱或在拦截短信中查看直播链接；</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
<DIV style="TEXT-INDENT: 18pt; mso-char-indent-count: 2.0000" class=MsoNormal><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">3.本次培训不收取会议费；</SPAN><SPAN style="FONT-FAMILY: 宋体; FONT-SIZE: 9pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></SPAN></DIV>
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法律法规库

全国股转公司综合事务部（总经理办公室）关于举办第十一期“全国股转系统大讲堂”——新《证券法》下的投资者关系管理线上分享会的通知